Automated AML Risk Assessment — Four Dimensions, One Engine

ClearAML scores every client across AUSTRAC's four required risk dimensions automatically — generating a documented risk matrix that satisfies the risk-based approach requirement of the AML/CTF Act.

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Key Takeaways

What is AUSTRAC's risk-based approach to AML compliance?

ClearAML's risk assessment engine rates every client across four AUSTRAC-required dimensions — client type, service risk, delivery channel, and jurisdiction — generating a documented risk matrix that meets the AML/CTF Act's risk-based approach requirement.

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The four risk dimensions AUSTRAC requires

1. Client Type Risk

The ML/TF risk associated with the type of customer — individual, company, trust, SMSF, partnership, or association. Trusts and complex corporate structures typically carry higher inherent risk due to opacity of beneficial ownership.

2. Service Risk

The risk associated with the specific designated service being provided. Some services — such as trust accounting, property settlement, or tax structuring involving large cash movements — carry higher inherent ML/TF risk than others.

3. Delivery Channel Risk

The risk introduced by how the service is delivered. Remote and digital delivery channels carry higher risk than face-to-face service delivery because the opportunity to verify identity in person is reduced.

4. Jurisdiction Risk

The risk associated with the countries a client or their funds are connected to. ClearAML includes built-in country risk profiles based on FATF assessments, DFAT advisories, and AUSTRAC guidance — updated to reflect current global risk classifications.

Spreadsheet risk matrix vs ClearAML

Manual spreadsheet

  • • Inputs entered manually — error-prone and time-consuming
  • • Country risk profiles must be researched and updated manually
  • • No automatic EDD escalation when thresholds are crossed
  • • No audit log — scores can be changed after the fact
  • • No re-assessment triggers when client circumstances change
  • • Output not formatted for AUSTRAC review

ClearAML risk engine

  • • Inputs auto-populated from client profile
  • • Country risk profiles built-in and maintained
  • • Automatic EDD escalation when threshold crossed
  • • Immutable audit log — every score change recorded
  • • Automatic re-assessment triggers on material changes
  • • PDF output formatted for AUSTRAC review

Compliance in 3 Simple Steps

Stop wrestling with manual checklists. Get set up and compliant in minutes, not weeks.

1. Client Profile Captured

ClearAML collects client type (individual, company, trust, SMSF), industry, source of funds, and other risk-relevant attributes during onboarding — automatically populating the risk assessment inputs.

2. Four-Dimension Risk Engine Runs

ClearAML scores the client across client type risk, service risk, delivery channel risk, and jurisdiction risk — each rated low, medium, or high based on AUSTRAC's risk-based approach framework.

3. Risk Matrix PDF Generated

A documented Risk Assessment PDF is generated automatically — ready for AUSTRAC review, independent evaluation, or internal audit. The assessment is stored in the client's audit trail.

Everything you need to be compliant

Replace your fragmented spreadsheets with a purpose-built platform designed for Australian accounting firms.

Four-Dimension Scoring

Client type, service risk, delivery channel, and jurisdiction — AUSTRAC's four required risk dimensions — are all scored automatically for every client.

Country Risk Profiles

Built-in country risk profiles rate jurisdictions based on FATF assessments, DFAT advisories, and AML/CTF Act requirements — updated to reflect current global risk classifications.

EDD Auto-Escalation

When a client's residual risk score crosses the enhanced due diligence threshold, ClearAML automatically routes them to an EDD workflow — no manual review step required.

AUSTRAC-Aligned Scoring

Risk factors and weightings follow AUSTRAC's prescribed dimensions — client type, service, delivery channel, and jurisdiction. Consistent scoring means every client is assessed the same way, every time.

Client-Level & Firm-Level

Every client gets an individual risk rating. ClearAML also generates a firm-wide risk matrix showing the distribution of risk across your client base.

Audit-Ready PDF Output

The Risk Assessment PDF is formatted for AUSTRAC review — showing the inputs, scores, residual risk, and the CDD level applied. Stored in the audit trail permanently.

Simple, Transparent Pricing

Choose the plan that fits your firm size. Get started today and receive a $15 signup credit in your wallet.

Starter

Cost effective, complete compliance for small businesses.

$149/month +GST
  • Supported Users5
  • Client Risk AssessmentsUnlimited
  • PEPs & Sanctions Monitor
  • KYC Checks (ID + Screening)$8.00 per check
  • KYB Checks (Entity)$0.00 (Limited Time)
  • Standalone Screening$5.00 per check
  • Monthly Credits$0
  • Support LevelStandard Email
  • Staff TrainingAML/CTF Quiz & PDD Sign-off
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Professional

Complete compliance to suit most small and medium businesses.

$299/month +GST
  • Supported Users25
  • Client Risk AssessmentsUnlimited
  • PEPs & Sanctions Monitor
  • KYC Checks (ID + Screening)$8.00 per check
  • KYB Checks (Entity)$0.00 (Limited Time)
  • Standalone Screening$5.00 per check
  • Monthly Credits$135
  • Support LevelPriority Support
  • Staff TrainingAML/CTF Quiz & PDD Sign-off

Enterprise

White label solution with a big team and many more clients.

Contact Sales
  • Supported UsersUnlimited
  • Client Risk AssessmentsUnlimited
  • PEPs & Sanctions Monitor
  • KYC Checks (ID + Screening)Custom Volume
  • KYB Checks (Entity)Custom Volume
  • Standalone ScreeningCustom Volume
  • Monthly CreditsCustom Volume
  • Support LevelDedicated Manager
  • Staff TrainingCustom Modules & Branding
  • White Labelling

Includes continuous PEP/sanctions monitoring and one-click audit reporting. No setup fees. 14-day free trial + $15 signup credit on all plans.

Frequently Asked Questions

Have a question? Reach out to our Melbourne-based support team.